← Return to Marx
Theory Underground · SAARUTU — Socioanalysis and Alien Anthropology Research Unit
Das Kapital / Value-Theory Library · Grundrisse Brief

Brief Four — Forms Which Precede Capitalist Production The original unity of the labourer with the earth; the communal, ancient, and Germanic forms of property; the dissolution that produces the free labourer and the presupposition of capital.

"Forms which precede capitalist production" — the Formen — is the most famous self-contained section of the Grundrisse, published separately for decades and the founding text of the modern debate on pre-capitalist societies, the "Asiatic mode of production," and the historical origins of capital. It is a charter capture-target. Its problem arises directly from the analysis of capital: capital presupposes the free labourer, the worker separated from all objective conditions of production and owning nothing but his labour-power. But this separation is not natural or eternal; it is the outcome of a long history. To understand capital, then, one must understand what it dissolved — the earlier forms in which the labourer was not separated from the means of production, in which the producer stood in an original, un-torn unity with the earth and its instruments through membership in a community. Marx surveys these forms — the communal (Asiatic), the ancient (classical city-state), and the Germanic — not as a linear ladder but as distinct configurations of the same underlying relation between the individual, the community, and the land. His decisive theoretical reversal, stated here more sharply than anywhere else, is that it is not the original unity of humans with their natural conditions that requires historical explanation, but the separation — the divorce that capital both presupposes and endlessly reproduces. The brief carries this reversal and the forms it organizes, the material that underlies both Volume I's account of primitive accumulation and the twentieth-century anthropology of modes of production.

§ 1The Original Unity: Property as Belonging to a Community

The starting point is the relation of the labouring individual to the earth. In all pre-capitalist forms, the producer relates to the land not as an alien object to be bought but as his own — as the natural workshop, larder, and instrument that belongs to him by belonging to his community. The earth is, in Marx's image, the individual's own extended body, the objective condition of his activity that is given to him in advance rather than produced.

Page 472

The earth is the great workshop, the arsenal which furnishes both means and material of labour, as well as the seat, the base of the community. They relate naïvely to it as the property of the community, of the community producing and reproducing itself in living labour. Each individual conducts himself only as a link, as a member of this community as proprietor or possessor.

Marx, Grundrisse, Forms Which Precede Capitalist Production, page 472.

The decisive consequence is that property, originally, does not mean the private ownership of a thing but membership — belonging to a community that is itself the real proprietor of the land, so that the individual has access to the objective conditions of his labour only through his standing as a member. Property is a relation to the community before it is a relation to a thing. The isolated proprietor of bourgeois society, owning the earth as an alienable commodity against all others, is the historical dissolution-product of these communal forms, not their original truth. This inverts the whole liberal account of property, which takes the isolated owner as natural and the community as a later, artificial construction.

Marx’s formula for the whole inversion is that the naked worker is not a natural datum but history’s late product.

Page 471

The aim of this work is not the creation of value – although they may do surplus labour in order to obtain alien, i.e. surplus products in exchange – rather, its aim is sustenance of the individual proprietor and of his family, as well as of the total community. The positing of the individual as a worker, in this nakedness, is itself a product of history.

Marx, Grundrisse, Forms Which Precede Capitalist Production, pages 471–472.

§ 2The Communal, Ancient, and Germanic Forms

Marx distinguishes several great forms of this communal relation, treating them as distinct structures rather than as rungs of a single evolutionary ladder. In the Asiatic or Oriental form, the real proprietor of the land is the overarching community, embodied in the despot or the god; the many small village communities are self-sufficient units of agriculture and handicraft, and the "higher unity" above them appropriates a portion of their surplus labour as tribute, while property in the Western sense scarcely exists — the individual is never a private owner, only a hereditary possessor through the commune. In the ancient (Greco-Roman) form, the community takes the shape of the city-state, and the individual is a proprietor only as a citizen, a member of the polis; private property in land and communal (state) property coexist, and the citizen's landholding is the material basis of his political membership and his standing as a warrior. In the Germanic form, the community does not exist as a standing entity over the households at all; it exists only in the periodic coming-together of otherwise independent household-proprietors, so that here individual property is primary and the community is the intermittent association of proprietors rather than their encompassing substance.

Each form is fixed in its own formulation. The Asiatic form first, where the higher unity sits above the real communities as sole proprietor.

Page 472

it is not in the least a contradiction to it that, as in most of the Asiatic landforms, the comprehensive unity standing above all these little communities appears as the higher proprietor or as the sole proprietor; the real communities hence only as hereditary possessors. Because the unity is the real proprietor and the real presupposition of communal property, it follows that this unity can appear as a particular entity above the many real particular communities, where the individual is then in fact propertyless, or, property – i.e. the relation of the individual to the natural conditions of labour and of reproduction as belonging to him, as the objective, nature-given inorganic body of his subjectivity – appears mediated for him through a cession by the total unity – a unity realized in the form of the despot, the father of the many communities – to the individual, through the mediation of the particular commune.

Marx, Grundrisse, Forms Which Precede Capitalist Production, pages 472–473.

End of the preview

Sign up to read the whole brief

You have read the opening of Brief Four — Forms Which Precede Capitalist Production. Create an account to unlock the full SAARUTU brief and the rest of the research library.